基于SOS,Borderline−SMOTE和THRO−SVM算法组合的岩爆烈度等级预测模型

Rock Burst Intensity Grading Prediction Based on the Combination of SOS, Borderline−SMOTE, and THRO−SVM Algorithms

  • 摘要: 为解决岩爆数据集中样本特征异常值与岩爆烈度等级样本数量不均衡问题,提高岩爆数据集的质量与预测模型的准确率,提出随机异常选择(Stochastic Outlier Selection,SOS)算法与边界合成少数类过采样技术(Borderline−SMOTE)算法组合的方法,并构建了一种基于田忌赛马优化算法(Tianji’s HorseRacing Optimization,THRO)优化支持向量机(Support Vector Machine,SVM)的岩爆烈度等级预测模型。首先,将搜集到的315组岩爆数据用SOS算法剔除各岩爆级别中的异常数据,接着运用Borderline−SMOTE算法在边界附近的少数类样本进行插值。然后将处理前后的数据集分别输入至AdaBoost、XGBoost、RandomForest和SVM四种机器学习模型中进行训练与验证。相较于原始数据集,经SOS与Borderline−SMOTE组合算法处理后的数据,使四种机器学习模型预测的准确率分别提高16.74、8.51、6.78与14.88百分点。使用THRO−SVM模型进行预测,将其结果与鲸鱼优化算法优化支持向量机模型(WOA−SVM)、鲸鱼优化算法优化随机森林模型(WOA−RF)、麻雀搜索算法优化支持向量机模型(SSA−SVM)和改进蜣螂算法优化随机森林(IDBO−RF)模型的结果进行对比。结果显示THRO−SVM模型准确率最高,稳定性最好。并以晒旗河磷矿区等工程实例评估,验证了SOS,Borderline−SMOTE和THRO−SVM组合算法的岩爆烈度等级分级预测模型的可靠性。

     

    Abstract: To address the issues of anomalous sample characteristics and imbalanced sample sizes across different rock burst intensity levels, a combined method integrating the Stochastic Outlier Selection (SOS) algorithm and the Borderline−SMOTE algorithm for minority class oversampling is proposed. This approach aims to enhance dataset quality and improve the accuracy of prediction models. A rock burst intensity prediction model was developed based on a Support Vector Machine (SVM) optimized by the Tianji Horse Racing Optimization (THRO) algorithm. First, 315 collected rock burst datasets were processed using the SOS algorithm to remove outliers across all intensity levels. Subsequently, the Borderline−SMOTE algorithm was applied to generate synthetic samples for minority classes near the decision boundary. The datasets before and after processing were used to train and validate four machine learning models: AdaBoost, XGBoost, Random Forest, and SVM. Compared with the original dataset, the data processed by the combined SOS and Borderline−SMOTE method improved the prediction accuracy of the four models by 16.74%、8.51%、6.78% and 14.88%, respectively. The THRO−SVM model was further compared with models including WOA−SVM, WOA−RF, SSA−SVM, and IDBO−RF. The results indicate that the THRO−SVM model achieves the highest accuracy and stability. Engineering case studies, such as that in the Shaiqi River Phosphate Mine area, validate the reliability of the proposed rock burst intensity prediction model combining SOS, Borderline−SMOTE, and THRO−SVM algorithms.

     

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